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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-08-16 |
Branch Locations
203-Aa South Stratford Road, Winston Salem, NC 27103 • United States
High Point, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Winston Salem | NC | 08/2014 | Present |
| Mml Investors Services, Llc | Winston Salem | NC | 05/2017 | Present |
NAME: DAVID COOIL INV REL: Y ADDR: 203 S. STRATFORD RD, STE AA, WINSTON SALEM, NC 27103-1873 NATURE: LIFE AND FIXED ANNUITIES POSITION: AGENT START: 2017 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 10
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-31 |
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