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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-19 |
| CA | RA | APPROVED | 2016-12-06 |
Branch Locations
19200 Von Karman Ave 4Th Floor, Irvine, CA 92612 • United States
Mission Viejo, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade Inc | Mission Viejo | CA | 10/2007 | 11/2016 |
| Amerivest Investment Management, Llc | Mission Viejo | CA | 11/2007 | 11/2016 |
| Tiaa | Palo Alto | CA | 11/2016 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Palo Alto | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-17 |
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