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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-08-21 |
| NC | RA | APPROVED | 2025-08-21 |
Branch Locations
500 W. 5Th Street Ste 1320, Winston Salem, NC 27101 • United States
1420 2Nd Street Ne, Hickory, NC 28601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 10/2016 | 06/2017 |
| Dicarlo Distributors | Holtsville | NY | 07/2016 | 10/2016 |
| Capital One Investing, Llc | East Meadow | NY | 06/2017 | 04/2018 |
| Capital One Advisors, Llc | East Meadow | NY | 06/2017 | 04/2018 |
| Citigroup | Garden City | NY | 04/2018 | 05/2019 |
| Ftb Advisors | Winston-Salem | NC | 07/2019 | Present |
| Lpl Financial Llc | Hickory | NC | 08/2025 | Present |
1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/24/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-13 |
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