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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2016-07-21 |
| FL | RA | APPROVED | 2016-01-20 |
| MN | RA | APPROVED | 2016-01-11 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
3000 N University Drive Suite D, Coral Springs, FL 33065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Fort Lauderdale | FL | 01/2016 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 01/2016 | Present |
1)DBA: LEGACY FINANCIAL NETWORK, LLC. - 3000 N University Drive - Suite D - Coral Springs, FL 33065; FINANCIAL ADVISOR; INVESTMENT RELATED; PROVIDE SOUND FINANCIAL PLANNING AND ADVISING SERVICES TO CLIENTS ALONG WITH FIXED INSURANCE, MEDICARE AND LONG-TERM CARE; 95% OF TIME SPENT. 2) TPLC MANAGEMENT LLC - 4715 HARBOR LANE NORTH, MN; NON-INVESTMENT RELATED; MEDICAL MANAGING SERVICES ORGANIZATION; MANAGING PARTNER; 20% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-21 |
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