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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-16 |
| MO | RA | APPROVED | 2018-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 05/2015 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 09/2017 | Present |
| Unemployed | Unemployed | IL | 04/2017 | 09/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-04 |
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