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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2021-06-07 |
Branch Locations
3425 S Washington St Ste A, Grand Forks, ND 58201 • United States
Thompson, ND • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 06/2015 | 06/2021 |
| Ameriprise Financial Services, Llc | Grand Forks | ND | 06/2021 | Present |
Outside Employment; University of North Dakota; Police Officer - General Patrol; ; 3851 Campus Rd. Stop 9035, , Grand Forks, ND, 58202; Not Investment-Related; 06/04/2021; 10 to 19 hours per month; 0 during trading hours / HP Operations; Financial Advisor - Advisor; ; 1245 Lawler Ave, , Grafton, ND, 58237; Not Investment-Related; 07/26/2021; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-03 |
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