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Jarik Yonemori Higa

Ameriprise Financial Services, LLC

Honolulu, HI

Wailuku, HI

Hilo, HI

Aiea, HI

Kailua Kona, HI

Honolulu, HI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-13
HI RA APPROVED 2016-03-22
  • TX RA
    APPROVED_RES
    Since 2023-10-13
  • HI RA
    APPROVED
    Since 2016-03-22

Branch Locations

555 South St Ste 106, Honolulu, HI 96813 • United States

2200 Main St Ste 531, Wailuku, HI 96793 • United States

566 Kukuau St, Hilo, HI 96720 • United States

98-1247 Kaahumanu St Ste 101, Aiea, HI 96701 • United States

75-170 Hualalai Rd Ste D119, Kailua Kona, HI 96740 • United States

Honolulu, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Honolulu HI 07/2015 03/2020
Ameriprise Financial Services, Llc Honolulu HI 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-16
  • S66 Uniform Combined State Law Examination
    2016-02-16
Other Names
  • Jarik Higa

View on SEC IAPD

Other Firms

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WELLS FARGO CLEARING SERVICES, LLC
DIVERSIFY ADVISORY SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
MML INVESTORS SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
KINGSWOOD WEALTH ADVISORS, LLC

Other Investors

Kawika Shoji
GEORGE CHRISTIAN FLOAN HART
IAN YUEN YEE WONG
KELII JK KIAKONA
ERIC-ALLEN TSUTOMU CHING
JENNIFER LEE KUANONI
TYLER YOSHIO TAKAHATA
CHASE SANTOS

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

More in Honolulu, HI

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