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Stacey D Johnson

Ubs Financial Services Inc.

Denver, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-01-02
  • CO RA
    APPROVED
    Since 2018-01-02

Branch Locations

205 Detroit Street 5Th Floor, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Denver CO 07/2017 Present
University Of Texas At Austin Austin TX 07/2016 05/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-28
  • S66 Uniform Combined State Law Examination
    2017-12-28

View on SEC IAPD

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