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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-08
AZ RA APPROVED 2024-12-12
OR RA APPROVED 2017-08-08
  • TX RA
    APPROVED
    Since 2025-08-08
  • AZ RA
    APPROVED
    Since 2024-12-12
  • OR RA
    APPROVED
    Since 2017-08-08

Branch Locations

6500 S Macadam Avenue Suite 125, Portland, OR 97239 • United States

1201 Pacific Ave Suite 600, Tacoma, WA 98402 • United States

7337 E Doubletree Ranch Rd, Suite 100, Scottsdale, AZ 85258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Portland OR 05/2015 Present
  • 05/2015 → Present
    Voya Financial Advisors
    Portland, OR
Other Businesses

NAME OF ENTITY:WATER TOWER FINANCIAL; Yes; 5331 SW MACADAM AVE STE 365; PORTLAND; OR; 97239; FINANCIAL SERVICES/DBA; INVESTMENT ADVISOR; 5/15/2015; 160; 160; SALE OF SECURITIES AND INVESTMENT PRODUCTS.| INDEPENDENT INSURANCE AGENT POSITION: Independent Insurance Agent NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/2021 ADDRESS: 6500 SOUTH MACADAM AVENUE #SUITE 125, PORTLAND OR 97239, United States DESCRIPTION: Sales of fixed insurance products. LEWIS-STEFANI GROUP POSITION: FINANICAL ADVISOR NATURE: FINANCIAL SERVICES/DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 11/06/2018 ADDRESS: 6500 SOUTH MACADAM AVENUE #SUITE 125, PORTLAND OR 97239, United States DESCRIPTION: Completing financial / PERS ANALYSIS for clients. Forecast income streams and expenses for clients, review account asset allocation DEPNER FINANCIAL SERVICES LLC POSITION: OWNER NATURE: OWNER OF AN S-CORP CREATED TO START PAYROLL TO MYSELF INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2024 ADDRESS: 6500 SOUTH MACADAM AVENUE #SUITE 125, Portland, OR OR 97239, United States DESCRIPTION: RUN PAYROLL, PAY TAXES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-25
  • S66 Uniform Combined State Law Examination
    2017-07-25

View on SEC IAPD

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