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Joseph Aloysius Gallagher

Vanguard Advisers, Inc.

Scottsdale, AZ

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-05-16
AZ RA APPROVED 2013-05-09
TX RA APPROVED 2013-05-01
  • NJ RA
    APPROVED
    Since 2024-05-16
  • AZ RA
    APPROVED
    Since 2013-05-09
  • TX RA
    APPROVED
    Since 2013-05-01

Branch Locations

14321 North Northsigh Blvd., Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 10/2004 Present
Vanguard Marketing Corporation Scottsdale AZ 10/2004 Present
Vanguard Advisers, Inc. Scottsdale AZ 04/2013 Present
  • 10/2004 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 10/2004 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 04/2013 → Present
    Scottsdale, AZ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-10-28
  • S63 Uniform Securities Agent State Law Examination
    2004-10-28
Designations
Other Names
  • Joseph A Gallagher

View on SEC IAPD

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