John Richard Griep

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-08-16
TX	RA	APPROVED_RES	2022-08-08
NJ	RA	APPROVED	2020-02-24

MN RA
APPROVED

Since 2023-08-16
TX RA
APPROVED_RES

Since 2022-08-08
NJ RA
APPROVED

Since 2020-02-24

Branch Locations

80 South 8Th Street Suite 2900, Minneapolis, MN 55402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
American Enterprise Investment Services Inc	Minneapolis	MN	05/2015	12/2016
University Of Wisconsin-Stout	Menomonie	WI	09/2012	12/2016
Ameriprise Financial Services, Inc.	Minneapolis	MN	12/2016	Present
Ubs Financial Services Inc	Weehawken	NJ	01/2020	Present

05/2015 → 12/2016

American Enterprise Investment Services Inc

Minneapolis, MN
09/2012 → 12/2016

University Of Wisconsin-Stout

Menomonie, WI
12/2016 → Present

Ameriprise Financial Services, Inc.

Minneapolis, MN
01/2020 → Present

Ubs Financial Services Inc

Weehawken, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-21

S66 Uniform Combined State Law Examination

2020-02-21

Other Names

John Richard Griep
John Richard Gruenhagen Griep

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews