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Joseph R Geld

Hwa Financial Group

Ellicott City, MD

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Current Employers
Hwa Financial Group

3448 Ellicott Center Drive, Suite 101, Ellicott City, MD 21043 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2017-09-28
  • MD RA
    APPROVED
    Since 2017-09-28

Branch Locations

3448 Ellicott Center Drive, Suite 101, Ellicott City, MD 21043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Ellicot City MD 05/2015 09/2017
Pnc Investments Ellicot City MD 05/2015 09/2017
Hwa Financial Group Ellicott City MD 09/2017 Present
  • 05/2015 → 09/2017
    Pnc Bank
    Ellicot City, MD
  • 05/2015 → 09/2017
    Pnc Investments
    Ellicot City, MD
  • 09/2017 → Present
    Hwa Financial Group
    Ellicott City, MD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-26
  • S66 Uniform Combined State Law Examination
    2015-08-26
Designations
Other Names
  • Jr Geld

View on SEC IAPD

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Other Offices

FOUNDERS FINANCIAL SECURITIES LLC · ELLICOTT CITY, MD
LEE FINANCIAL ASSOCIATES, INC. · ELLICOTT CITY, MD
OSAIC WEALTH, INC. · ELLICOTT CITY, MD
BLUEPRINT WEALTH MANAGEMENT INC. · ELLICOTT CITY, MD
KESTRA ADVISORY SERVICES, LLC · ELLICOTT CITY, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Ellicott City, MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · ELLICOTT CITY, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · Ellicott City, MD

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