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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

101 State Farm Place Suite 103, Malta, NY 12020 • United States

Niskayuna, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unitedhealthcare Troy NY 06/2013 04/2018
Guardian Life Ins Latham NY 09/2016 03/2018
Axa Advisors, Llc New York NY 05/2018 06/2020
Equitable Advisors, Llc New York NY 05/2018 Present
  • 06/2013 → 04/2018
    Unitedhealthcare
    Troy, NY
  • 09/2016 → 03/2018
    Guardian Life Ins
    Latham, NY
  • 05/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 05/2018 → Present
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-17
S63 Uniform Securities Agent State Law Examination 2016-05-06
  • S65 Uniform Investment Adviser Law Examination
    2020-06-17
  • S63 Uniform Securities Agent State Law Examination
    2016-05-06
Other Names
  • Candy M Flynn

View on SEC IAPD

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