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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-18 |
Branch Locations
101 State Farm Place Suite 103, Malta, NY 12020 • United States
Niskayuna, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unitedhealthcare | Troy | NY | 06/2013 | 04/2018 |
| Guardian Life Ins | Latham | NY | 09/2016 | 03/2018 |
| Axa Advisors, Llc | New York | NY | 05/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-06 |
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