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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-05-06
CO RA APPROVED 2004-12-09
  • TX RA
    APPROVED_RES
    Since 2011-05-06
  • CO RA
    APPROVED
    Since 2004-12-09

Branch Locations

8181 E Tufts Ave Ste 520, Denver, CO 80237-2580 • United States

Lone Tree, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Denver CO 09/2005 03/2020
Ameriprise Financial Services, Llc Denver CO 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; The Cirque (condo)Beeler Drive, Copper Mountain, Colorado, ,; ; 01/01/2011. Business Ownership; Lone Tree Wealth Management, LLC; ; exclusively for Ameriprise practice management; 8181 E Tufts Ave., Suite 520, Denver, CO 80237, ,; Not Investment-Related; 03/31/2016; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-08
  • S66 Uniform Combined State Law Examination
    2004-12-08
Other Names
  • Jay Carpenter
  • Henry Geyelin Carpenter

View on SEC IAPD

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