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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-03-14
MD RA APPROVED 2016-03-08
  • TX RA
    APPROVED
    Since 2016-03-14
  • MD RA
    APPROVED
    Since 2016-03-08

Branch Locations

11333 Mccormick Rd, Hunt Valley, MD 21031 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 01/2016 Present
Bank Of America, N.A. Hunt Valley MD 01/2016 Present
Other Businesses

I*127777 For profit or not for profit: For-Profit Organization Name of outside business organization: Giglio Rosa, LLC Investment related: N Address of business: York, Pennsylvania 17404 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 10/11/2019 Number of hours devoted: 12 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Manufacture and sale of "alternative-leather" goods. Primarily wallets and women's handbags.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-07
  • S66 Uniform Combined State Law Examination
    2016-03-07
Other Names
  • Michael Anthony Rufo

View on SEC IAPD

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