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Paul Thomas Tierney

Oppenheimer & Co. Inc.

Minneapolis, MN

Minnetonka, MN

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-04-28
  • MN RA
    APPROVED
    Since 2023-04-28

Branch Locations

100 South 5Th Street Suite 2200, Minneapolis, MN 55402 • United States

Minnetonka, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Distributors, Llc Jersey City NJ 06/2015 06/2020
Equitable Distributors, Llc Jersey City NJ 06/2015 03/2023
Oppenheimer & Co. Inc Minneapolis MN 03/2023 Present
  • 06/2015 → 06/2020
    Axa Distributors, Llc
    Jersey City, NJ
  • 06/2015 → 03/2023
    Equitable Distributors, Llc
    Jersey City, NJ
  • 03/2023 → Present
    Oppenheimer & Co. Inc
    Minneapolis, MN
Other Businesses

MINNETONKA LACROSSE ASSOCIATION-HEAD COACH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-27
S63 Uniform Securities Agent State Law Examination 2015-07-31
  • S65 Uniform Investment Adviser Law Examination
    2023-04-27
  • S63 Uniform Securities Agent State Law Examination
    2015-07-31
Other Names
  • Paul Thomas Tierney

View on SEC IAPD

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