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Christian Torres

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-15
CA RA APPROVED 2017-08-04
  • TX RA
    APPROVED_RES
    Since 2018-10-15
  • CA RA
    APPROVED
    Since 2017-08-04

Branch Locations

701 B St, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Capital Management San Diego CA 05/2015 02/2017
Sagepoint Financial Phoenix AZ 06/2015 01/2017
J&M Keystone Spring Valley CA 04/2012 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 05/2017 Present
Bank Of America, N.A. San Diego CA 10/2017 Present
  • 05/2015 → 02/2017
    Independent Capital Management
    San Diego, CA
  • 06/2015 → 01/2017
    Sagepoint Financial
    Phoenix, AZ
  • 04/2012 → 05/2017
    J&M Keystone
    Spring Valley, CA
  • 05/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Diego, CA
  • 10/2017 → Present
    Bank Of America, N.A.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-03
S63 Uniform Securities Agent State Law Examination 2015-06-29
  • S66 Uniform Combined State Law Examination
    2017-08-03
  • S63 Uniform Securities Agent State Law Examination
    2015-06-29

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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