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Christopher Rosic

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greensboro, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-30
NC RA APPROVED 2024-11-20
  • TX RA
    APPROVED
    Since 2024-11-30
  • NC RA
    APPROVED
    Since 2024-11-20

Branch Locations

800 Green Valley Rd, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Outback Steakhouse Wilmington NC 05/2011 02/2018
Massmutual Life Insurance Company Raleigh NC 10/2015 06/2017
Mml Investors Services, Llc Raleigh NC 04/2016 06/2017
The Vanguard Group, Inc. Charlotte NC 03/2020 10/2024
Prometheus Group Raleigh NC 01/2018 10/2019
Fleming'S Steakhouse Raleigh NC 04/2017 02/2018
Unemployed Charlotte NC 11/2019 02/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greensboro NC 10/2024 Present
Bank Of America, N.A. Greensboro NC 11/2024 Present
  • 05/2011 → 02/2018
    Outback Steakhouse
    Wilmington, NC
  • 10/2015 → 06/2017
    Massmutual Life Insurance Company
    Raleigh, NC
  • 04/2016 → 06/2017
    Mml Investors Services, Llc
    Raleigh, NC
  • 03/2020 → 10/2024
    The Vanguard Group, Inc.
    Charlotte, NC
  • 01/2018 → 10/2019
    Prometheus Group
    Raleigh, NC
  • 04/2017 → 02/2018
    Fleming'S Steakhouse
    Raleigh, NC
  • 11/2019 → 02/2020
    Unemployed
    Charlotte, NC
  • 10/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Greensboro, NC
  • 11/2024 → Present
    Bank Of America, N.A.
    Greensboro, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-25
S63 Uniform Securities Agent State Law Examination 2015-09-17
  • S66 Uniform Combined State Law Examination
    2020-08-25
  • S63 Uniform Securities Agent State Law Examination
    2015-09-17
Other Names
  • Christopher Raymond Rosic
  • Christopher Rosic

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · GREENSBORO, NC
BANKERS LIFE ADVISORY SERVICES, INC. · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
BY DESIGN FINANCIAL PLANNING · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC

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