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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED | 2019-06-26 |
Branch Locations
26 Century Hill Dr Ste 302, Latham, NY 12110-2128 • United States
Schenectady, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Latham | NY | 07/2014 | 03/2017 |
| Massmutual Life Insurance Co | Latham | NY | 07/2016 | 02/2018 |
| Mml Investors Services, Llc | Latham | NY | 03/2017 | 02/2018 |
| Ameriprise Financial Services Inc | Latham | NY | 02/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Latham | NY | 03/2020 | Present |
Business Ownership; IFSE, LLC; Owner; Pass through for business expenses associated with Ameriprise Franchise.; 1205 Troy Schenectady Rd, Suite 103, , Latham, NY, 12110; Not Investment-Related; 06/21/2022; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; Reach for the Stars; Training Coordinator; 9927 N Rabwa Pl, , Tucson, AZ, 85742; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-06 |
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