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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-03-04
  • TN RA
    APPROVED
    Since 2021-03-04

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Memphis TN 11/2014 09/2020
Dicks Sporting Goods Memphis TN 10/2018 Present
Raymond James & Associates Inc Memphis TN 02/2021 Present
  • 11/2014 → 09/2020
    Raymond James And Associates
    Memphis, TN
  • 10/2018 → Present
    Dicks Sporting Goods
    Memphis, TN
  • 02/2021 → Present
    Memphis, TN
Previous Registrations
Other Businesses

(1)Name of Business: Dicks Sporting Goods Address: 7766 Polo Grounds Blvd, Memphis, TN, 38125, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 10/10/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Golf Associate/customer service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-28
S63 Uniform Securities Agent State Law Examination 2018-12-13
  • S66 Uniform Combined State Law Examination
    2019-10-28
  • S63 Uniform Securities Agent State Law Examination
    2018-12-13

View on SEC IAPD

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