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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-17
  • CA RA
    APPROVED
    Since 2022-10-17

Branch Locations

17671 Cowan, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Of California Los Angeles CA 01/2002 Present
World Financial Group Newport Beach, CA 07/2004 Present
Health Insurance Glendale CA 09/2009 Present
Anthem Blue Cross Oxnard CA 08/2009 Present
Transamerica Financial Advisors, Inc Newport Beach, CA 01/2012 Present
In-Home Supportive Services Glendale CA 12/2018 Present
Postmates Inc (Delivery) Burbank CA 06/2020 07/2020
Rental Property Glendale CA 09/2021 Present
Revolution Financial Management Burbank CA 07/2004 Present
  • 01/2002 → Present
    State Of California
    Los Angeles, CA
  • 07/2004 → Present
    World Financial Group
    Newport Beach,, CA
  • 09/2009 → Present
    Health Insurance
    Glendale, CA
  • 08/2009 → Present
    Anthem Blue Cross
    Oxnard, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Newport Beach,, CA
  • 12/2018 → Present
    In-Home Supportive Services
    Glendale, CA
  • 06/2020 → 07/2020
    Postmates Inc (Delivery)
    Burbank, CA
  • 09/2021 → Present
    Rental Property
    Glendale, CA
  • 07/2004 → Present
    Revolution Financial Management
    Burbank, CA
Other Businesses

"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." Rental Property / 0921-Present/ Investment Related: No /711 Salem St. Glendale, CA 91203 / Owner / Rental Property / Hrs. Work Monthly: 20 / Sec Trading Hrs: 20 / Fix the Apartment, Collect Rents In-home supportive services / 1218-Present/ Investment Related: No / 3517 Sparr BL Glendale, CA 91028 / Provider / taking care of elderly / Hrs Work Monthly: 41 / Sec Trading Hrs: 0 / helping an individual for home and daily activities HEALTH INSURANCE/NO/GLENDALE, CA/SELLING HEALTH INSURANCE/LESS THAN 85%/SELLING HEALTH INSURANCE FOR VARIOUS COMPANIES ANTHEM BLUE CROSS/NO/08/2009/SELLING HEALTH INSURANCE FOR VARIOUS COMPANIES/AGENT STATE OF CALIFORNIA/BLUE SHIELD | 1234 Spazier Ave, Glendale CA 91201 | 5/2005| Taking care of Father - care taker | not investment related | hours vary REVOLUTION FINANCIAL MANAGEMENT POSITION: null NATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/17/2004 ADDRESS: 2725 Howard Court, Burbank CA 91504, United States DESCRIPTION: WFG Co-Brand

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-17
S63 Uniform Securities Agent State Law Examination 2005-02-24
  • S65 Uniform Investment Adviser Law Examination
    2022-10-17
  • S63 Uniform Securities Agent State Law Examination
    2005-02-24

View on SEC IAPD

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