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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-03
TX RA APPROVED_RES 2025-01-29
CA RA APPROVED 2024-10-11
CO RA APPROVED 2024-10-11
GA RA APPROVED 2024-10-11
NY RA APPROVED 2024-10-11
NC RA APPROVED 2024-10-11
PA RA APPROVED 2024-10-11
SC RA APPROVED 2024-10-11
WV RA APPROVED 2024-10-11
  • FL RA
    APPROVED
    Since 2025-02-03
  • TX RA
    APPROVED_RES
    Since 2025-01-29
  • CA RA
    APPROVED
    Since 2024-10-11
  • CO RA
    APPROVED
    Since 2024-10-11
  • GA RA
    APPROVED
    Since 2024-10-11
  • NY RA
    APPROVED
    Since 2024-10-11
  • NC RA
    APPROVED
    Since 2024-10-11
  • PA RA
    APPROVED
    Since 2024-10-11
  • SC RA
    APPROVED
    Since 2024-10-11
  • WV RA
    APPROVED
    Since 2024-10-11

Branch Locations

Setauket, NY • United States

4250 Veterans Memorial Hwy Suite 100E, Holbrook, NY 11741 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pps Advisors Holbrook NY 06/2015 09/2016
American Portfolios Financial Services, Inc. Holbrook NY 11/2015 10/2024
Progressive Advisory Solutions Holbrook NY 09/2016 Present
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
  • 06/2015 → 09/2016
    Pps Advisors
    Holbrook, NY
  • 11/2015 → 10/2024
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 09/2016 → Present
    Progressive Advisory Solutions
    Holbrook, NY
  • 10/2024 → Present
    Scottsdale, AZ
Previous Registrations
  • 2018-01-02 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2016-12-14 → 2017-12-31
    Progressive Advisory Solutions
    Holbrook, NY
Other Businesses

1. PPS ADVISORS, INC. - INSURANCE AND FIXED ANNUITIES, NOT INVESTMENT RELATED, START DATE = 01/2018, 10 HRS./MO. 2. KARAPAT REALTY LLC POSITION: Member NATURE: BUSINESS HOLDINGS INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2021 ADDRESS: 9 Tinker Bluff Court, Setauket NY 11733, United States DESCRIPTION: Member of partnership 3. PPS ADVISORS, INC. POSITION: Investment Advisor Representative NATURE: PPS Advisors is an S Corp. Utilized as a DBA for marketing purposes. All our business activities are marketed under PPS Advisors. INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2018 ADDRESS: 4250 Veterans Memorial Hwy, Suite 100E, Holbrook NY 11741, United States DESCRIPTION: Work with clients as their Financial Advisor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-12
  • S66 Uniform Combined State Law Examination
    2016-12-12

View on SEC IAPD

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