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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-15
  • NY RA
    APPROVED
    Since 2021-11-15

Branch Locations

222 Main Street, East Setauket, NY 11733 • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

222 Main Street, East Setauket, NY 11733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Hauppauge NY 04/2013 03/2017
Mml Investors Services, Llc Hauppauge NY 03/2017 11/2021
Massmutual Life Insurance Co Hauppauge NY 07/2016 11/2021
Lpl Financial Llc East Setauket NY 11/2021 Present
  • 04/2013 → 03/2017
    Metlife Securities
    Hauppauge, NY
  • 03/2017 → 11/2021
    Hauppauge, NY
  • 07/2016 → 11/2021
    Massmutual Life Insurance Co
    Hauppauge, NY
  • 11/2021 → Present
    East Setauket, NY
Previous Registrations
Other Businesses

1) 11/2021- Mark Mirocco- Non-Variable Insurance- Agent selling Group Life, Accident & Health Insurance, Medicare Supplements & Medicare Part D RX plans- inv. related- East Setauket, NY- start dat 10/1987- 20hrs/mth

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-07-02
  • S63 Uniform Securities Agent State Law Examination
    1987-07-02

View on SEC IAPD

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