Mark Mirocco

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 03/2017
  Metlife Securities
  Hauppauge, NY
• 03/2017 → 11/2021
  Mml Investors Services, Llc
  Hauppauge, NY
• 07/2016 → 11/2021
  Massmutual Life Insurance Co
  Hauppauge, NY
• 11/2021 → Present
  Lpl Financial Llc
  East Setauket, NY

Previous Registrations

• 2021-06-14 → 2021-11-16
  Mml Investors Services, Llc
  Hauppauge, NY
  East Setauket, NY

Other Businesses

1) 11/2021- Mark Mirocco- Non-Variable Insurance- Agent selling Group Life, Accident & Health Insurance, Medicare Supplements & Medicare Part D RX plans- inv. related- East Setauket, NY- start dat 10/1987- 20hrs/mth

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-07-02