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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
100-5 S Jersey Avenue, East Setauket, NY 11733 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Melville | NY | 06/2006 | Present |
| Pruco Securities, Llc. | Melville | NY | 06/2006 | 11/2024 |
| Lpl Enterprise, Llc | East Setauket | NY | 11/2024 | Present |
1. 8/16/2024: FAMILY SERVICE LEAGUE; Non-Profit Board Member; BOARD MEMBER; Not. inv. related; At EAST SETAUKET, NY- start date: 5/10/2021; 2hrs/mo.; 0hrs during trading. 2. 8/16/2024: 5 Heritage Square, LLC; EAST SETAUKET, NY; Real Estate Rental; inv. related; At EAST SETAUKET, NY- start date 8/4/2021; 1hr/mo.; 0hrs during trading. 3) 03/05/2025 - THREE VILLAGE FINANCIAL GROUP- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 03/01/2025- 160hrs/mnth-130hrs during trading 4) 02/18/2026-16 HERITAGE SQUARE LLC-Real Estate Rental-Inv related-At East Setauket, NY-Start date 02/06/2026-4hrs/mth-2hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-21 |
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