Alan Neil Lichtenstein

Current Employers

Employment History

• 06/2008 → Present
  Charles Rutenberg Realty
  New York, NY
• 06/2015 → Present
  Concorde Investment Services, Llc
  Troy, MI
• 10/2015 → Present
  Concorde Asset Management, Llc
  Livonia, MI

Other Businesses

1) CHARLES RUTENBERG REALTY.255 EXECUTIVE PLAZA,SUITE 104,PLAINVIEW NY 11803.REAL ESTATE SALES PERSON.REAL ESTATE SALES.1-5 HRS A WEEK SPENT AT OTHER BUSINESS DURING TRADING HRS.1-5 HRS A WEEK SPENT DURING NON-TRADING HRS.LISTING/SELLING RESIDENTIAL REAL ESTATE/COMMERCIAL REAL ESTATE.COMMISSION ONLY(VARIES)CRRLI.COM.START DATE 06/2008 2) FORTITUDE INVESTMENT GROUP, LLC.SETAUKET NY, 11733 REGISTERED REP, FINANCIAL, DBA FOR BROKERAGE ACTIVITIES. START 01/2011. 3) VARIOUS INSURANCE COMPANIES, 18 WADE DR LAKE GROVE, NY 11755. AGENT - MARKET AND SELL INSURANCE ( LIFE, HEALTH, DISABILITY, LONG TERM CARE, P & C INSURANCE). NOT INVESTMENT RELATED. 4) ESTATE PLANNING TEAM, 45110 CLUB DRIVE, STE B, INDIAN WELLS, CA 92210. MEMBER MARKETING AND TRUST REFERRAL. MYDSTPLAN.COM/FORTITUDEGROUP. ALICHTENSTEIN@FORTITUDEINVESTMENTS.COM. NOT INVESTMENT RELATED. 5) ALLDEB MARKETING LLC. NON INVESTMENT RELATED. CONTINUING PROFESSIONAL EDUCATION SPONSOR. LAKE GROVE, NY. INSTRUCTOR. PROVIDE CONTINUING EDUCATION CREDIT COURSES TO NY CPA'S. 1-5 HOURS/MONTH DURING TRADING HOURS. 6) CONCORDE ASSET MANAGEMENT, LLC., 61 ROUTE 25A SETAUKET, NY 11733 INVESTMENT RELATED. START DATE, OCTOBER 2015. INVESTMENT ADVISORY SALES AND SERVICE. 7) Concorde Insurance Agency, 61 Route 25A Setauket NY,11733. Investment Related. Insurance broker, marketing/sales of life, health, disability, LTC, P&C insurance and annuities.1-5 hours during market hours, 1-5 hours outside market hours. 8) Lichtenstein, Alan, 18 Wade Dr. Lake Grove, NY 11755. Not investment related. Notary Public. Duties include Notarizing documents. Hours worked 1-5 during trading hours and 1-5 outside business hours. 9) Alan Lichtenstein, Licensed Insurance Agent, Investment related, 18 Wade Drive, Lake Grove NY 11755, 1099 independent agent for various insurance companies, I offer product lines including Fixed Annuities, Fixed and Variable Life Insurance, LTC and Disability. This business is processed through Alpine Brokerage Group and compensation is paid to me directly from the various insurance companies or through Concord Insurance Agency. Start date 01/13/2017, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-05-12
• S63 Uniform Securities Agent State Law Examination
  1988-09-22