Best Investors Account Sign in

Timothy John Mirocco

LPl Financial LLC

East Setauket, NY

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-15
  • NY RA
    APPROVED
    Since 2021-11-15

Branch Locations

222 Main Street, East Setauket, NY 11733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ohio State University Columbus OH 08/2014 05/2017
Mass Mutual Life Insurance Co Hauppauge NY 06/2017 11/2021
Mml Investors Services, Llc Hauppauge NY 08/2019 11/2021
Village Of Port Jefferson Port Jefferson NY 06/2011 10/2017
Lpl Financial Llc East Setauket NY 11/2021 Present
  • 08/2014 → 05/2017
    The Ohio State University
    Columbus, OH
  • 06/2017 → 11/2021
    Mass Mutual Life Insurance Co
    Hauppauge, NY
  • 08/2019 → 11/2021
    Mml Investors Services, Llc
    Hauppauge, NY
  • 06/2011 → 10/2017
    Village Of Port Jefferson
    Port Jefferson, NY
  • 11/2021 → Present
    Lpl Financial Llc
    East Setauket, NY
Previous Registrations
Other Businesses

1)11/08/2021 - Timothy Mirocco, Sole Proprietor - Agent, Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 06/2017

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-22
S63 Uniform Securities Agent State Law Examination 2020-06-18
  • S66 Uniform Combined State Law Examination
    2021-10-22
  • S63 Uniform Securities Agent State Law Examination
    2020-06-18
Other Names
  • Timothy Mirocco

View on SEC IAPD

Other Firms

LPL ENTERPRISE, LLC
CONCORDE ASSET MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
DAI WEALTH, LLC
CITIZENS SECURITIES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BRANCH FINANCIAL SERVICES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

MATTHEW JOHN NIEGOCKI
KYUNG E YEUM
ALAN NEIL LICHTENSTEIN
Joseph Victor Levy
MICHAEL W MCCRAIN
MARK MIROCCO
ROY VINCENT PFLEGER
DAVID JONATHAN WILCOX

Other Offices

LPL ENTERPRISE, LLC · EAST SETAUKET, NY
CONCORDE ASSET MANAGEMENT, LLC · Setauket, NY
CONCORDE ASSET MANAGEMENT, LLC · Setauket, NY
CETERA INVESTMENT ADVISERS LLC · EAST SETAUKET, NY
DAI WEALTH, LLC · E SETAUKET, NY
CITIZENS SECURITIES, INC. · EAST SETAUKET, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EAST SETAUKET, NY
BRANCH FINANCIAL SERVICES, INC. · SETAUKET, NY

More in East Setauket, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor