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Alexis Nicole Brown

LPl Financial LLC

Greenwood Village, CO

Lakewood, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-04-17
  • CO RA
    APPROVED
    Since 2020-04-17

Branch Locations

5251 Dtc Pkwy Ste 1045, Greenwood Village, CO 80111 • United States

Lakewood, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ohio University Athens OH 08/2013 04/2017
Lpl Financial Llc Pittsburgh PA 06/2017 08/2018
Fragasso Financial Advisors Pittsburgh PA 06/2017 04/2020
Opa Greek Cuisine Athens OH 01/2017 04/2017
Ohio University Culinary Services Athens OH 01/2017 01/2017
Unemployed Pittsburgh PA 08/2016 12/2016
Fragasso Financial Advisors Pittsburgh PA 12/2016 01/2017
Private Client Services Pittsburgh PA 04/2019 04/2020
Lpl Financial, Llc Greenwood Village CO 04/2020 Present
  • 08/2013 → 04/2017
    Ohio University
    Athens, OH
  • 06/2017 → 08/2018
    Lpl Financial Llc
    Pittsburgh, PA
  • 06/2017 → 04/2020
    Fragasso Financial Advisors
    Pittsburgh, PA
  • 01/2017 → 04/2017
    Opa Greek Cuisine
    Athens, OH
  • 01/2017 → 01/2017
    Ohio University Culinary Services
    Athens, OH
  • 08/2016 → 12/2016
    Unemployed
    Pittsburgh, PA
  • 12/2016 → 01/2017
    Fragasso Financial Advisors
    Pittsburgh, PA
  • 04/2019 → 04/2020
    Private Client Services
    Pittsburgh, PA
  • 04/2020 → Present
    Lpl Financial, Llc
    Greenwood Village, CO
Other Businesses

1)04/2020 - DBA for LPL Business (entity for LPL business) - WESTERN RETIREMENT CONSULTANTS - 100% - INVESTMENT RELATED - GREENWOOD VILLAGE, CO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-14
  • S66 Uniform Combined State Law Examination
    2020-02-14
Other Names
  • Alexis Nicole Miller

View on SEC IAPD

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CONCURRENT INVESTMENT ADVISORS, LLC
GENEOS WEALTH MANAGEMENT, INC.

Other Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford
DEANNA LEE MEYER
BRENT Allan LEE
Dean Edward Norsworthy
ANDREW T DODDS
DENNIS EDWARD MARSHALL

Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO
CONCURRENT INVESTMENT ADVISORS, LLC · Greenwood Village, CO

More in Greenwood Village, CO

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