Adam Ross Shipley

Current Employers

Employment History

• 08/2015 → 07/2021
  National Securities Corporation
  Irvine, CA
• 03/2016 → 07/2021
  National Asset Management
  Irvine, CA
• 07/2021 → Present
  Emerson Equity Llc
  San Mateo, CA
• 07/2021 → 08/2023
  Perch Wealth
  Irvine, CA
• 10/2021 → 08/2023
  Perch Capital, Llc
  Irvine, CA
• 10/2024 → Present
  Northwoods Financial Partners Llc
  El Segundo, CA
• 07/2021 → 10/2024
  Emerson Equity Llc
  San Mateo, CA

Previous Registrations

• 2016-03-08 → 2021-07-22
  B. Riley Wealth Advisors, Inc.
  Irvine, CA
  Newport Beach, CA
• 2015-04-24 → 2015-07-31
  Select Planning Group, Inc.
  Irvine, CA

Other Businesses

1) FIXED INSURANCE-CA INSURANCE LICENSE-INVESTMENT RELATED-9940 RESEARCH DRIVE 3200 IRVINE, CA 92618-TERM LIFE INSURANCE AND ANNUITIES-OCCASIONALLY ADVISE CLIENTS ON FIXED TERM LIFE INSURANCE AND ANNUITIES-05/2015- NO HOURS DURING SECURITIES TRADING HOURS 2) Emerson Equity LLC; Inv-related: yes; San Mateo, CA; Broker/dealer; Registered Representative; 07/2021; 40 hours/mo; 8 during securities trading; sales and service brokerage products. 3) NORTHWOODS FINANCIAL PARTNERS, LLC-INVESTMENT RELATED, 2321 ROSECRANS AVE., STE 4220 EL SEGUNDO, CA , RIA, MANAGING PARTNER, FINANCIAL PLANNING AND WEALTH MANAGEMENT RIA, 80 HRS PER MONTH, 4 HRS DURING SECURITIES TRADING HOURS, 10/2024

Exams

• S66 Uniform Combined State Law Examination
  2015-11-10