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6400 S Fiddlers Green Circle Suite 1970, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-04 |
| CO | RA | APPROVED | 2018-03-30 |
Branch Locations
6400 S Fiddlers Green Circle Suite 1970, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Englewood | CO | 05/2015 | 03/2018 |
| Independent Financial Partners | Englewood | CO | 05/2015 | 03/2018 |
| Heirloom Wealth Management, Llc | Greenwood Village | CO | 05/2015 | Present |
| Heirloom Wealth Management, Llc | Greenwood Village | CO | 03/2018 | Present |
1. 8/14/2017 - Gunjan Sethi Life Insurance Trust - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Trustee - Started 07/17/2017 - 1 Hour Per Month/0 Hours During Securities Trading - Family members irrevocable life insurance trust. 2. 01/28/2019- Trustee of the Smith-Sethi Charitable Trust 3. Insurance agent. Various carrier. Not investment related. Life, accident, health. 20 hours/month 4. 6/2024 - Heirloom Tax Solutions, LLC 50% owner - At Reported Business Location(s) - 10 Hours Per Month, Provides tax planning and coordination, receives compensation 5. 7/2025 - Heirloom Holdings, 50% owner - Not Investment Related - Holding company for various business interests - 0 hours/month 6. Unique Marketing, Business entity investments in film projects, non-investment related, start date 2024 7. Rexellion LLC, Business entity investments in film projects, non-investment related, start date 2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-04 |
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