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Mark Allan Holtz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Minneapolis, MN

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-05-05
TX RA APPROVED 2017-04-12
  • MN RA
    APPROVED
    Since 2025-05-05
  • TX RA
    APPROVED
    Since 2017-04-12

Branch Locations

80 S 8Th St, Minneapolis, MN 55402 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 01/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-07
S63 Uniform Securities Agent State Law Examination 2015-07-10
  • S66 Uniform Combined State Law Examination
    2017-04-07
  • S63 Uniform Securities Agent State Law Examination
    2015-07-10

View on SEC IAPD

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