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David Hernandez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Valencia, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-13
CA RA APPROVED 2018-09-12
  • TX RA
    APPROVED_RES
    Since 2018-09-13
  • CA RA
    APPROVED
    Since 2018-09-12

Branch Locations

23929 Valencia Blvd, Valencia, CA 91355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Valencia CA 09/2018 Present
Bank Of America, N.A. Valencia CA 09/2018 Present
Dickinson Graham Capital Management Lancaster CA 09/2015 05/2018
Unemployed Palmdale CA 05/2018 09/2018
  • 09/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Valencia, CA
  • 09/2018 → Present
    Bank Of America, N.A.
    Valencia, CA
  • 09/2015 → 05/2018
    Dickinson Graham Capital Management
    Lancaster, CA
  • 05/2018 → 09/2018
    Unemployed
    Palmdale, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-03
  • S66 Uniform Combined State Law Examination
    2015-09-03

View on SEC IAPD

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Other Offices

PROSPERITAS FINANCIAL, LLC · VALENCIA, CA
PROSPERITAS FINANCIAL, LLC · Valencia, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Valencia, CA
PROSPERITAS FINANCIAL, LLC · Valencia, CA
OSAIC WEALTH, INC. · SANTA CLARITA, CA
PROSPERITAS FINANCIAL, LLC · Valencia, CA
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