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Katie Gowan

Thrivent Investment Management Inc.

Grand Forks, ND

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2016-07-02
  • ND RA
    APPROVED
    Since 2016-07-02

Branch Locations

3535 S 31St St, Grand Forks, ND 58201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Grand Forks ND 05/2015 Present
Thrivent Financial Appleton WI 12/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-29
S63 Uniform Securities Agent State Law Examination 2015-09-28
  • S66 Uniform Combined State Law Examination
    2016-06-29
  • S63 Uniform Securities Agent State Law Examination
    2015-09-28
Other Names
  • Katie Horob

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · GRAND FORKS, ND
LPL FINANCIAL LLC · GRAND FORKS, ND
LPL FINANCIAL LLC · GRAND FORKS, ND
EDWARD JONES · GRAND FORKS, ND
EDWARD JONES · GRAND FORKS, ND
EDWARD JONES · GRAND FORKS, ND
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GRAND FORKS, ND
MORGAN STANLEY · GRAND FORKS, ND

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