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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-05
TN RA APPROVED 2017-05-04
  • TX RA
    APPROVED_RES
    Since 2022-05-05
  • TN RA
    APPROVED
    Since 2017-05-04

Branch Locations

949 Shady Grove Rd S Ste 300, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Memphis TN 04/2015 03/2017
Massmutual Life Insurance Co Memphis TN 07/2016 Present
Mml Investors Services, Llc Memphis TN 03/2017 Present
  • 04/2015 → 03/2017
    Metlife Securities Inc
    Memphis, TN
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Memphis, TN
  • 03/2017 → Present
    Memphis, TN
Other Businesses

1.INDEPENDENT INSURANCE AGENT FROM BUSINESS ADDRESS - DENTAL AND GROUP DISABILITY INCOME,DISABILITY,FIXED ANNUITIES,LIFE/ACCIDENT/HEALTH,LTC,MEDICARE RELATED PRODUCTS - 1 SEC HR PER WEEK SINCE 07/2015 2. NAME: KEITHLEY LAKE RESERVE, LLC INV REL: N ADD: 2557 INGLESIDE FARM W, GERMANTOWN TN 38139 NATURE: FARMING & HUNTING POSITION: MEMBER START DATE: 04/15/26 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I AM A 1/3 MEMBER OF THE LLC. I WILL HAVE SOME RESPONSIBILITY IN TERMS OF DECISION MAKING AND POSSIBLE MANUAL LABOR AT THE PROPERTY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-19
S63 Uniform Securities Agent State Law Examination 2015-05-20
  • S65 Uniform Investment Adviser Law Examination
    2017-04-19
  • S63 Uniform Securities Agent State Law Examination
    2015-05-20

View on SEC IAPD

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