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Elizabeth Marie Girbert

Northwestern Mutual Investment Services, LLC

Cincinnati, OH

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-03-17
  • OH RA
    APPROVED
    Since 2014-03-17

Branch Locations

3805 Edwards Road Suite 200, Cincinnati, OH 45209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Cincinnati OH 06/2009 Present
Chris Plummer Cincinnati OH 04/2009 Present
Northwestern Mutual Investment Services, Llc Cincinnati OH 03/2014 Present
James Daffin Cincinnati OH 03/2014 03/2020
Michael L Bochnovich Cincinnati OH 04/2018 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-11-29
  • S63 Uniform Securities Agent State Law Examination
    2004-11-29
Designations
Other Names
  • Elizabeth M Girbert

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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