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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-16
NH RA APPROVED 2017-10-23
  • TX RA
    APPROVED_RES
    Since 2018-04-16
  • NH RA
    APPROVED
    Since 2017-10-23

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Reginald Lamb Stoughton MA 12/1998 09/2017
Waddell & Reed, Inc. Woburn MA 07/2015 09/2017
Various Insurance Carriers For W&R Insurance Agencies Stougton PA 10/2015 09/2017
Stoughton Chamber Of Commerce Stoughton MA 11/2016 09/2017
Dominic Rebelo Woburn MA 04/2017 09/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wellesley Hills MA 09/2017 Present
Bank Of America, N.A. Wellesley Hills MA 11/2017 Present
  • 12/1998 → 09/2017
    Reginald Lamb
    Stoughton, MA
  • 07/2015 → 09/2017
    Waddell & Reed, Inc.
    Woburn, MA
  • 10/2015 → 09/2017
    Various Insurance Carriers For W&R Insurance Agencies
    Stougton, PA
  • 11/2016 → 09/2017
    Stoughton Chamber Of Commerce
    Stoughton, MA
  • 04/2017 → 09/2017
    Dominic Rebelo
    Woburn, MA
  • 09/2017 → Present
    Wellesley Hills, MA
  • 11/2017 → Present
    Bank Of America, N.A.
    Wellesley Hills, MA
Previous Registrations
  • 2016-03-08 → 2017-09-29
    Waddell & Reed
    Waltham, MA
    Dover, MA
Other Businesses

12/1998-PRESENT, REGINALD LAMB, NON-INVESTMENT RELATED, STOUHHTON, MA, NOT ORGANIZED, MUSICIAN, 160 HRS/MO, 2 HRS DURING SECURITIES TRADING HRS. 11/2016-PRESENT, STOUGHTON CHAMBER OF COMMERCE, STOUGHTON, PA, NOT INVESTMENT RELATED,N/A, BOARD MEMBER, 4 HOURS PER MONTH, 0 SECURITY TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-30
  • S66 Uniform Combined State Law Examination
    2015-12-30
Other Names
  • Reginald Allen Lamb
  • Reginald Lamb

View on SEC IAPD

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