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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-18 |
| CA | RA | APPROVED | 2016-05-17 |
Branch Locations
74800 Us Highway 111, Indian Wells, CA 92210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indian Wells | CA | 12/2015 | Present |
| Bank Of America, N.A. | Indian Wells | CA | 06/2016 | Present |
I*822229 For profit or not for profit: Name of outside business organization: Cal State Associates Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , The organization is the fundraising arm of the Cal State San Bernardino College and supports students with scholarships. There are monthly speaker events. I will be a regular, annual member with no authority. I*481016 For profit or not for profit: Not for profit Name of outside business organization: Rancho Mirage Republican Women Federated Investment related: N Address of business: Rancho Mirage, California, 92270 Position, title, association: Volunteer, Start date of relationship: 11/1/2022 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: Monthly luncheon attendee. I have no specific duties or assignments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-08 |
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