Rosalin Marie Schiller

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indian Wells, CA
• 06/2016 → Present
  Bank Of America, N.A.
  Indian Wells, CA

Other Businesses

I*822229 For profit or not for profit: Name of outside business organization: Cal State Associates Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , The organization is the fundraising arm of the Cal State San Bernardino College and supports students with scholarships. There are monthly speaker events. I will be a regular, annual member with no authority. I*481016 For profit or not for profit: Not for profit Name of outside business organization: Rancho Mirage Republican Women Federated Investment related: N Address of business: Rancho Mirage, California, 92270 Position, title, association: Volunteer, Start date of relationship: 11/1/2022 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: Monthly luncheon attendee. I have no specific duties or assignments.

Exams

• S66 Uniform Combined State Law Examination
  2016-05-16
• S63 Uniform Securities Agent State Law Examination
  2015-06-08