Ricky Serna Jr

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-11-06

TX RA
APPROVED

Since 2015-11-06

Branch Locations

401 N Chaparral, Ste A, Corpus Christi, TX 78401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	05/2015	Present

05/2015 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-01

S66 Uniform Combined State Law Examination

2015-10-01

Designations

Other Names

Ricky Serna
Ricky Serna

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Exams

Designations

Other Names

Other Firms

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