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Peter Shaw Johnson

Wells Fargo Clearing Services, LLC

Minneapolis, MN

White Bear Lake, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-04-10
  • MN RA
    APPROVED
    Since 2019-04-10

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

4400 Highway 61 N, White Bear Lake, MN 55110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Stillwater MN 07/2015 Present
Wells Fargo Clearing Services, Llc Stillwater MN 11/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-10
S63 Uniform Securities Agent State Law Examination 2019-03-19
  • S65 Uniform Investment Adviser Law Examination
    2019-04-10
  • S63 Uniform Securities Agent State Law Examination
    2019-03-19
Other Names
  • Peter Shaw Johnson
  • Peter Johnson

View on SEC IAPD

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