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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-07-12 |
| VA | RA | APPROVED | 2015-07-20 |
Branch Locations
1505 Putt Putt Pl, Charlottesville, VA 22901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baa/Valentines Kettle Corn | Palmyra | VA | 01/2006 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlottesville | VA | 03/2015 | Present |
| Bank Of America, N.A. | Charlottesville | VA | 08/2015 | Present |
I*79945FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: VALENTINE'S OLD FASHIONED KETTLE CORNINVESTMENT RELATED: NADDRESS OF BUSINESS:PALMYRA, VIRGINIA 22963NATURE OF BUSINESS: SOLE PROPRIETORSHIP,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/1/2011NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MAKE AND SELL KETTLE CORN AND OTHER FOOD PRODUCTS AT SPECIAL EVENTS. I*3626268 Entity Type: Entity Charitable Name of OBA: Fluvanna Business Alliance Address: Palmyra, Virginia, 22963 Investment Related: No Position, Title, Association: Committee,Board Member Employee Start Date: 01/31/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: To promote business success in Fluvanna County I will serve on the board and will help organize networking events, educational events and community events.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-17 |
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