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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-04-21 |
| TX | RA | APPROVED | 2017-04-21 |
Branch Locations
1332 Anacapa Street 2Nd Floor, Santa Barbara, CA 93101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Barbara | CA | 03/2015 | 04/2017 |
| Bank Of America, N.A. | Santa Barbara | CA | 05/2015 | 04/2017 |
| Morgan Stanley Smith Barney Llc | Santa Barbara | CA | 04/2017 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2017 | Present |
FLYING AIRPLANES: FOR FUN AND MONEY! (A PRACTICAL GUIDE TO BECOMING A PROFESSIONAL PILOT); NOT-INVESTMENT RELATED; SANTA BARBARA/CA; BOOK; TITLE: AUTHOR; START DATE: 6/2009; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 0. *619394 - Rental Property; Investment Related - Yes; Santa Barbara, California; Rental Property; Trustee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2025; During Business Hours: 0; After Business Hours: 2; Administrative.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-18 |
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