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Daryl S. Peregrin

Wells Fargo Clearing Services, LLC

Allentown, PA

Bethlehem, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-06
PA RA APPROVED 2011-01-14
  • TX RA
    APPROVED_RES
    Since 2016-10-06
  • PA RA
    APPROVED
    Since 2011-01-14

Branch Locations

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

2750 Schoenersville Rd, Bethlehem, PA 18017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Philadelphia PA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Philadelphia PA 11/2016 Present
Previous Registrations
  • 2006-06-28 → 2011-01-24
    Pnc Wealth Management Llc
    East Stroudsburg, PA
    Blakeslee, PA
    East Stroudsburg, PA
    E. Stroudsburg, PA
    East Stroudsburg, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-05
S63 Uniform Securities Agent State Law Examination 2004-12-17
  • S65 Uniform Investment Adviser Law Examination
    2006-06-05
  • S63 Uniform Securities Agent State Law Examination
    2004-12-17

View on SEC IAPD

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ALIASGHER NURALI SOMJI
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Other Offices

LPL FINANCIAL LLC · ALLENTOWN, PA
SECTOR ANALYSTS LLC · ALLENTOWN, PA
LOMBARD ADVISERS INCORPORATED · Allentown, PA
WELLS FARGO CLEARING SERVICES, LLC · TREXLERTOWN, PA
J.P. MORGAN SECURITIES LLC · Trexlertown, PA
ERICKSON FINANCIAL GROUP, LLC · ALLENTOWN, PA
CETERA INVESTMENT ADVISERS LLC · ALLENTOWN, PA
AMERIPRISE FINANCIAL SERVICES, LLC · WESCOSVILLE, PA

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