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Steven A Calicchia

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Iselin, NJ

Johnston, RI

Riverside, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-31
RI RA APPROVED 2017-12-15
  • TX RA
    APPROVED_RES
    Since 2023-01-31
  • RI RA
    APPROVED
    Since 2017-12-15

Branch Locations

194 Wood Ave S Ci Business Controls, Iselin, NJ 08830 • United States

Johnston, RI • United States

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 03/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-14
S63 Uniform Securities Agent State Law Examination 2015-07-18
  • S66 Uniform Combined State Law Examination
    2017-12-14
  • S63 Uniform Securities Agent State Law Examination
    2015-07-18

View on SEC IAPD

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