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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 03/2015 | 04/2021 |
| Bank Of America, N.A. | Hunt Valley | MD | 10/2016 | 04/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu | HI | 01/2025 | Present |
| Unemployed | Pittsburgh | PA | 04/2021 | 08/2021 |
| Carnegie Mellon University Tepper School Of Business | Pittsburgh | PA | 08/2021 | 05/2023 |
| Pension Boards United Church Of Christ | Pittsburgh | PA | 06/2022 | 12/2022 |
| Unemployed | Pittsburgh | PA | 05/2023 | 07/2023 |
| Frontier Airlines | Pittsburgh | PA | 07/2023 | 05/2024 |
| Unemployed | Norfolk | VA | 05/2024 | 01/2025 |
| Bank Of America, N.A. | Honolulu | HI | 01/2025 | Present |
I*: 2167257 The name of the other business; - UBER TECHNOLOGIES INC. Whether the business is investment-related; - NOT INVESTMENT RELATED The address of the other business; - SAN FRANCISCO, CA 94158 The nature of the other business; - PICK UP PASSENGERS AND DRIVE TO DESTINATION Your position; - UBER DRIVER Title, or relationship with the other business; - INDEPENDENT CONTRACTOR The start date of your relationship; - 01/2025 The approximate number of hours/month you devote to the other business; - 0 TO 20 HOURS A WEEK. I AM NOT REQUIRED TO DRIVE UBER, BUT I AM SIGNED UP AS AN UBER DRIVER IF I WANT TO GIVE RIDES. The number of hours you devote to the other business during securities trading hours; - 0 (NO HOURS ARE DEVOTED DURING SECURITIES TRADING HOURS) And briefly describe your duties relating to the other business; - ACT IN THE CAPACITY OF AN UBER DRIVER. I WOULD USE A CAR TO PICK UP PASSENGERS AND DRIVE TO DESTINATION TO DROP THEM OFF.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-15 |
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