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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-03-18
  • HI RA
    APPROVED
    Since 2025-03-18

Branch Locations

1003 Bishop St, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 03/2015 04/2021
Bank Of America, N.A. Hunt Valley MD 10/2016 04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Honolulu HI 01/2025 Present
Unemployed Pittsburgh PA 04/2021 08/2021
Carnegie Mellon University Tepper School Of Business Pittsburgh PA 08/2021 05/2023
Pension Boards United Church Of Christ Pittsburgh PA 06/2022 12/2022
Unemployed Pittsburgh PA 05/2023 07/2023
Frontier Airlines Pittsburgh PA 07/2023 05/2024
Unemployed Norfolk VA 05/2024 01/2025
Bank Of America, N.A. Honolulu HI 01/2025 Present
  • 03/2015 → 04/2021
    Hunt Valley, MD
  • 10/2016 → 04/2021
    Bank Of America, N.A.
    Hunt Valley, MD
  • 01/2025 → Present
    Honolulu, HI
  • 04/2021 → 08/2021
    Unemployed
    Pittsburgh, PA
  • 08/2021 → 05/2023
    Carnegie Mellon University Tepper School Of Business
    Pittsburgh, PA
  • 06/2022 → 12/2022
    Pension Boards United Church Of Christ
    Pittsburgh, PA
  • 05/2023 → 07/2023
    Unemployed
    Pittsburgh, PA
  • 07/2023 → 05/2024
    Frontier Airlines
    Pittsburgh, PA
  • 05/2024 → 01/2025
    Unemployed
    Norfolk, VA
  • 01/2025 → Present
    Bank Of America, N.A.
    Honolulu, HI
Previous Registrations
Other Businesses

I*: 2167257 The name of the other business; - UBER TECHNOLOGIES INC. Whether the business is investment-related; - NOT INVESTMENT RELATED The address of the other business; - SAN FRANCISCO, CA 94158 The nature of the other business; - PICK UP PASSENGERS AND DRIVE TO DESTINATION Your position; - UBER DRIVER Title, or relationship with the other business; - INDEPENDENT CONTRACTOR The start date of your relationship; - 01/2025 The approximate number of hours/month you devote to the other business; - 0 TO 20 HOURS A WEEK. I AM NOT REQUIRED TO DRIVE UBER, BUT I AM SIGNED UP AS AN UBER DRIVER IF I WANT TO GIVE RIDES. The number of hours you devote to the other business during securities trading hours; - 0 (NO HOURS ARE DEVOTED DURING SECURITIES TRADING HOURS) And briefly describe your duties relating to the other business; - ACT IN THE CAPACITY OF AN UBER DRIVER. I WOULD USE A CAR TO PICK UP PASSENGERS AND DRIVE TO DESTINATION TO DROP THEM OFF.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-06
S63 Uniform Securities Agent State Law Examination 2015-06-15
  • S66 Uniform Combined State Law Examination
    2024-09-06
  • S63 Uniform Securities Agent State Law Examination
    2015-06-15
Other Names
  • Joshua L Boney
  • Joshua Lee Boney

View on SEC IAPD

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