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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-03 |
| PA | RA | APPROVED | 2021-03-08 |
Branch Locations
4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | New Milford | NJ | 04/2013 | 11/2018 |
| Wells Fargo Advisors, Llc | New Milford | NJ | 03/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New Milford | NJ | 11/2016 | 11/2018 |
| Wells Fargo Clearing Services, Llc | Allentown | PA | 11/2018 | Present |
| Wells Fargo Bank, Na | Allentown | PA | 11/2018 | Present |
ISJ CO LLC, NOT INVT RELATED, EAST STROUDSBURG, PA, 50% OWNERSHIP, START DATE 4/28/2022, 10 HRS PER MONTH, 0 HRS DURING TRADING, SELLING RETAIL PRODUCTS, MOSTLY ADMINISTRATIVE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-12 |
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