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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-10-27 |
| AR | RA | APPROVED | 2024-11-04 |
| OK | RA | APPROVED | 2024-11-04 |
| DE | RA | APPROVED | 2023-11-02 |
| VA | RA | APPROVED | 2023-11-02 |
| MN | RA | APPROVED | 2023-01-24 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Minneapolis, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 03/2015 | 12/2017 |
| American Enterprise Investment Services Inc | Minneapolis | MN | 12/2017 | 08/2021 |
| Rbc Capital Markets, Llc | Minneapolis | MN | 08/2021 | 09/2022 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 09/2022 | Present |
Name of Activity: USA Powerlifting Raw Nationals; Date Activity Started/Modified/Ended: 8/21/2023; Type of Activity: Other - Volunteer spotter/loader - physical work; Role/Relationship: Other - Volunteer; Responsibilities: Ensure athlete safety during competition; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-20 |
| S66 | Uniform Combined State Law Examination | 2015-06-05 |
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