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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-22
AZ RA APPROVED 2015-11-03
  • TX RA
    APPROVED_RES
    Since 2021-06-22
  • AZ RA
    APPROVED
    Since 2015-11-03

Branch Locations

6991 East Camelback Road Suite D200, Scottsdale, AZ 85251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Scottsdale AZ 03/2015 Present
Other Businesses

SABA RENTALS, LCC; INV RELATED; TEMPE, AZ; RENTAL PROPERTY; 33% OWNERSHIP; START 12/3/2013; 1 HOUR PER MONTH, 0 DURING TRADING; INTERFACING WITH RENTAL PROPERTY MANAGEMENT COMPANY.; CO-TRUSTEE FOR MATRIX WEALTH MANAGEMENT INC. 401K/DBP, INV RELATED, SCOTTSDALE, AZ, START: 12/16/2021, 2 HRS/MONTH, 2 HRS DURING TRADING, FINET PRACTICE 401K/DBP. DNS FUNDING LLC ; INV RELATED;SCOTTSDALE ,AZ; 100% OWNERSHIP; START DATE: 03/01/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-30
  • S66 Uniform Combined State Law Examination
    2015-09-30

View on SEC IAPD

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