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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-16 |
Branch Locations
3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Long Beach | CA | 02/2013 | 03/2022 |
| Wells Fargo Clearing Services, Llc | Seal Beach | CA | 03/2022 | Present |
TRUSTEE FOR PARENTS TRUST, INV RELATED, LONG BEACH, CA, START: 6/13/2022, 1 HR/MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR PARENT'S SURVIVOR TRUST, INV RELATED, LONG BEACH, CA, START: 6/14/2022, 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-05 |
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