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9383 East Bahia Drive Suite 120, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-08-21 |
Branch Locations
9383 E Bahia Drive Suite 120, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southwest Airlines | Dallas | AZ | 05/1988 | Present |
| Total Investment Management, Inc. | Scottsdale | AZ | 08/2017 | Present |
| Total Investment Management, Inc. | Scottsdale | AZ | 10/2015 | 07/2017 |
Brockproperties S- Corporation; Not investment related; President; Lifelong shareholder; 0 hours per month. SOUTHWEST AIRLINES, DALLAS, TX CATEGORY: OTHER INVESTMENT RELATED: NO TITLE: FLIGHT ATTENDANT DUTIES: CUSTOMER SERVICE START DATE: 08/1988 HOURS PER MONTH: 60 HOURS PER MONTH DURING TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-10 |
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