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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-05 |
| HI | RA | APPROVED | 2018-08-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu | HI | 03/2015 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu | HI | 02/2018 | Present |
| Prada | Honolulu | HI | 10/2017 | 02/2018 |
| David Yurman | Honolulu | HI | 10/2016 | 10/2017 |
I*959295, Name of OBA: Rental Property 1 Address: Honolulu, HI Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 9/1/2022 No Hours: 1 Weekly No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-29 |
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