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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2025-10-01
CO RA APPROVED 2025-09-24
  • ND RA
    APPROVED
    Since 2025-10-01
  • CO RA
    APPROVED
    Since 2025-09-24

Branch Locations

210 University Boulevard Ste 800, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Athleta Scottsdale AZ 04/2015 11/2018
Robert W. Baird Phoenix AZ 03/2015 11/2017
Northern Trust Bank Tempe AZ 11/2017 10/2019
Northern Trust Securities, Inc. Tempe AZ 11/2017 10/2019
Alps Distributors, Inc Denver CO 11/2019 07/2025
Riverfront Investment Group, Llc Richmond VA 11/2019 01/2023
Riverfront Investment Group, Llc Richmond VA 01/2023 07/2025
Baird Denver CO 09/2025 Present
  • 04/2015 → 11/2018
    Athleta
    Scottsdale, AZ
  • 03/2015 → 11/2017
    Robert W. Baird
    Phoenix, AZ
  • 11/2017 → 10/2019
    Northern Trust Bank
    Tempe, AZ
  • 11/2017 → 10/2019
    Northern Trust Securities, Inc.
    Tempe, AZ
  • 11/2019 → 07/2025
    Alps Distributors, Inc
    Denver, CO
  • 11/2019 → 01/2023
    Richmond, VA
  • 01/2023 → 07/2025
    Richmond, VA
  • 09/2025 → Present
    Baird
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-28
  • S66 Uniform Combined State Law Examination
    2017-09-28
Designations
Other Names
  • Sierra M Jones

View on SEC IAPD

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